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Navigating a More Active Regulatory Environment on the Security, Privacy and ESG Fronts

Thursday, May 20, 2021 | 10:00 AM – 11:00 AM PDT

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According to a recent article by Bloomberg, the new chairman of the Securities and Exchange Commission (SEC), Gary Gensler, is expected to take a harder line in pursuing misconduct at the SEC than watchdogs did during the Trump administration.  While it is still uncertain exactly what his areas of focus will be, based on Mr. Gensler’s background and initial comments, it seems relatively certain that the investment community will see a more active regulatory environment in terms of examinations, enforcement and rulemaking.

In light of this, our panel of experts will provide tips on how to navigate increased examinations and enforcement. In particular, they will provide examples of how to handle likely changes on the cybersecurity, privacy, and Environmental, Social & Governance (ESG) fronts. Some takeaways, given the likely heightened enforcement activity, are:

  • Maintain a proper compliance program with documentation and disclosures.
  • Step up vendor cybersecurity due diligence and maintain defenses against ransomware and phishing attacks.
  • Develop a repeatable, efficient approach to compliance with privacy regulations as more states like CA and VA implement laws.
  • Oversee ESG with regular ESG board reporting from your management teams.


Sean Wilke
Partner and Head of Strategic Growth Greyline Partners, LLC

Mirena Taskova
Managing Director – Head of Privacy & Cybersecurity Armanino

Christian Kelly
Chief Technology Officer Xantrion, Inc.

Event, Login and Q&A Information:

After registering, you will receive an immediate email that allows you to add the event to your calendar. You’ll also receive two reminder emails one day and one hour before the event. Each reminder will include a meeting link as well as instructions on how to join the live session.

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